MEET OUR LEADERSHIP TEAM

Charter Oak’s leadership team is a collection of unique abilities and backgrounds joining forces to shape our culture, guide our growth, and support our advisors and their clients. Our infrastructure of specialists multiplies this impact, creating an organization with deep reach—both internally and throughout the markets we serve.

FIRMWIDE LEADERSHIP

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BRENDAN NAUGHTON

Managing Partner
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BRAD SOMMA

Managing Partner
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FRANK STELLATO

Chief Financial Officer, Chief of Staff
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NOREEN COLMER

Chief Operating Officer
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DEBORAH ROJAS

Chief Information Officer
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DAVID TAO

Chief Distribution Officer, Asian Markets
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MARY KATE FRODEMA

Director of Case Design + Advanced Planning
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JOANNA LEARY

Chief Branding + Communications Officer
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DANIELLE MOSS

Director of Talent Acquisition
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ALISON DERHAM

Director of Training + Development
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BRETT COURTMANCHE

Director of Compliance
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JASON BREIT

Director of Teaming + Advanced Planning
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RON LEVANTINI

Director of Compliance
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JEFFREY BOTTARO

Director of Case Design + Advanced Planning
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KATE ELLIS

Director of New Business
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KERI CHIU

Director of Practice Development
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MICHAEL SPARKS

Director of In-Force Client Experience

LOCAL LEADERSHIP

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RANDY CHOW

Sr. Managing Director
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KENNY HUANG

Managing Director
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ANDY CHEN

Managing Director
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MICHAEL LaPAGE

Managing Director
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JUNNIE CHEN-CHUN

Managing Director
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LINDA LIN

Managing Director
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NA GAO

Managing Director
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NEIL NISSEN

Managing Director
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KAREN HAR

Managing Director
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PETER RAMUNDO

Managing Director
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CHRISTOPHER RICHARDS

Managing Director
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TONY WONG

Managing Director
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JACK YVON

Managing Director

BROKERAGE

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JOSEPH GIANNINI

Brokerage Director
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FRANK JOHNSON

Brokerage Director
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DENNIS GOMES

Brokerage Director
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TOM KAYE

Brokerage Director
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ROBERT INGBER

Brokerage Director
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TOM NORRIS

Brokerage Director